Robert L. Herskovits

Robert L. Herskovits brings decades of expertise in managing disputes and investigations within the securities industry. His unique perspective is informed by his prior role as an in-house lawyer for a brokerage firm and his experience as a FINRA arbitrator. Robert's practice is concentrated on securities litigation and arbitration, along with regulatory enforcement matters involving FINRA, the SEC, and the CFTC. He offers counsel to broker-dealers, investment advisers, securities industry professionals, and defrauded investors across various litigation, arbitration, and regulatory issues. Certified as an arbitrator for FINRA, AAA, and the NFA, Robert is well-equipped to handle complex securities disputes.

In addition to his legal practice, Robert is actively engaged in the legal community. He has served as Co-Chair of the Committee for Securities and Exchanges at the New York County Lawyers' Association. His contributions to the field have been acknowledged by third-party reviewers, earning him the title of "Super Lawyer" for securities litigation by Thomson Reuters from 2014 through 2024. Furthermore, he holds an AV Preeminent rating from Martindale-Hubbell’s peer review ratings.

Robert earned his JD from the Benjamin N. Cardozo School of Law and his BA from Syracuse University. He is admitted to practice law in the State of New York and before several federal courts, including the U.S. District Court for the Southern and Eastern Districts of New York, the U.S. Court of Appeals for the Second Circuit, and the U.S. Supreme Court.