About J. Steven Parker
J. Steven Parker is a seasoned attorney with a focus on investment adviser and broker-dealer regulation, and securities litigation and arbitration. As a partner in the firm's Regulatory Practice Group, he adeptly represents individuals, broker-dealers, and investment advisers in both regulatory and enforcement matters. His expertise extends to representing broker-dealers, registered representatives, and others in securities-related litigation and arbitration.
Mr. Parker offers strategic advice to both established and start-up investment advisers, including those needing registration with the Securities and Exchange Commission or state regulatory bodies. Navigating the ever-evolving regulatory landscape requires a deep understanding of federal and state laws, mandated forms, depositories, and filing procedures. Mr. Parker provides comprehensive guidance on examinations, audits, reporting, accounting, gatekeeping, advertising, custody, and more.
From advising on business entity selection and governance documents to constructing compliance frameworks with written supervisory procedures, Mr. Parker is equipped to assist with audit preparation and enforcement defense.
The information on this page is for general informational purposes only and does not constitute legal advice. Consult a licensed attorney for advice about your situation.
Practice Areas
North Carolina Car Accident Laws
Understanding North Carolina's accident laws is critical when pursuing a claim. Here are the key legal rules that apply to your case:
Statute of Limitations
3 years
Time limit to file a claim
Negligence Rule
contributory negligence
How fault is determined
Min. Insurance (BI/PD)
$30K/$60K/$25K
Per person/per accident/property
Insurance System
At-Fault
At-fault driver's insurance pays
Frequently Asked Questions
What areas of law does J. Steven Parker specialize in?
J. Steven Parker specializes in investment adviser and broker-dealer regulation, as well as securities litigation and arbitration.
How does J. Steven Parker assist investment advisers?
He advises on registration with the SEC or state agencies, compliance frameworks, audit preparation, and enforcement defense.
What is J. Steven Parker's role at the firm?
He is a partner in the firm's Regulatory Practice Group, focusing on regulatory and enforcement matters.
Contact Information
Need Legal Help?
Contact J. Steven Parker for a free consultation about your accident case.
Call for Free ConsultationAfter an Accident
- 1Seek immediate medical attention
- 2Document the scene & gather evidence
- 3File a police report
- 4Don't speak to insurance adjusters alone
- 5Contact J. for a free case review
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