About J. Steven Parker
J. Steven Parker is a seasoned attorney based in Knoxville, Tennessee, with significant expertise in investment adviser and broker-dealer regulation. As a partner in the firm's Regulatory Practice Group, he represents individuals, broker-dealers, and investment advisers in various regulatory and enforcement matters. His practice also extends to representing broker-dealers, registered representatives, and others involved in securities litigation and arbitration.
Mr. Parker provides counsel to both established and start-up investment advisers, including those required to register with the Securities and Exchange Commission or state regulatory bodies. Navigating the complex and evolving regulatory landscape demands a thorough understanding of both federal and state laws, as well as the necessary forms, depositories, and filing procedures. His guidance encompasses examinations, audits, reporting, accounting, gate-keeping, advertising, and custody matters.
Mr. Parker assists clients with choosing business entities, drafting governing documents, constructing compliance frameworks with written supervisory procedures, and preparing for audits. He is also adept at defending against enforcement actions, ensuring his clients are well-prepared and compliant with regulatory expectations.
The information on this page is for general informational purposes only and does not constitute legal advice. Consult a licensed attorney for advice about your situation.
Practice Areas
Tennessee Car Accident Laws
Understanding Tennessee's accident laws is critical when pursuing a claim. Here are the key legal rules that apply to your case:
Statute of Limitations
1 year
Time limit to file a claim
Negligence Rule
modified comparative fault (50%)
How fault is determined
Min. Insurance (BI/PD)
$25K/$50K/$15K
Per person/per accident/property
Insurance System
At-Fault
At-fault driver's insurance pays
Frequently Asked Questions
What areas of law does J. Steven Parker specialize in?
J. Steven Parker specializes in investment adviser and broker-dealer regulation, as well as securities litigation and arbitration.
Who does J. Steven Parker represent?
He represents individuals, broker-dealers, investment advisers, registered representatives, and others in regulatory, enforcement, litigation, and arbitration matters.
What kind of regulatory guidance does J. Steven Parker provide?
He advises on federal and state law compliance, including examinations, audits, reporting, and more for investment advisers.
How does J. Steven Parker assist investment advisers?
He helps with business entity selection, compliance frameworks, audit preparation, and defending enforcement actions.
Contact Information
Need Legal Help?
Contact J. Steven Parker for a free consultation about your accident case.
Call for Free ConsultationAfter an Accident
- 1Seek immediate medical attention
- 2Document the scene & gather evidence
- 3File a police report
- 4Don't speak to insurance adjusters alone
- 5Contact J. for a free case review



